Wednesday, June 25, 2014

Form No. SH-4 Securities Transfer Form ( AS PER NEW COMPANIES ACT 2013)

Form No. SH-4
Securities Transfer Form
[Pursuant to section 56 of the Companies Act, 2013 and sub – rule (1) of rule 11 of the Companies (Share Capital and Debentures) Rules 2014]
Date of Execution


FOR THE CONSIDERATION stated below the “Transferor(s)” named do hereby transfer to the “Transferee(s)” named the securities specified below subject to the conditions on which the said securities are now held by the Transferor(s) and the Transferee(s) do hereby agree to accept and hold the said securities subject to the conditions aforesaid.

CIN:

Name of Company (in full):

Name of the Stock Exchange where the company is listed, if any:

DESCRIPTION OF SECURITIES
Kind / Class of Securities             (1)
Nominal Value of each unit of security (2)
Amount called up per unit of security (3)
Amount paid up per unit of security     (4)








No. of Securities being transferred
Consideration received (Rs.)
In figures
In words
In words
In figures








Distinctive
Number
From






To














Transferor’s Particulars:-
Registered Folio No.
Name(s) in full
Signature (s)
1.


2.


3.


I, hereby confirm that the Transferor has signed before me.


Signature of witness

Name and address



Transferee’s Particulars:-
Name in Full
Father’s / Mother’s / Spouse Name
Address & E-mail Id
Occupation
Existing Folio No. if any
Signature
Folio No. of Transferee
Specimen Signature of Transferee
1.







2.







3.















Value of stamp affixed
Rs.








Enclosures:







(1) Certificate of shares or debentures or other securities
(2) If no certificate is issued, letter of allotment.
(3) Others, specify………………………………………..








Stamps








For office use only
Checked by……………………………
Signature tallied by ……………………………..
Entered in the Register of Transfer on …………….. vide Transfer No…………….
Approval Date……………..
Power of attorney / Probate / Death Certificate / Letter of Administration
Registered on …………….. at No………




Name of the Transferor
Name of the Transferee
No. of shares
Date of Transfer
Signature of the authorized signatory







































































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